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Do You Have a Case Against Your Stock Broker? Ten ways to Tell
by: Jake Zamansky's Blog for the Ordinary Investor
As an attorney who represents individual investors from around the Country in claims against their stock brokers, I hear a wide variety of complaints about brokers’ fraud and misconduct. If you believe that your broker has abused or harmed you, you may want to consider whether your complaint falls within any of the following typical complaint categories. If you fall into one of these categories, you may have a meritorious complaint against your broker.
Here are some guidelines to consider whether or not you have a case:
1- Unsuitable Investments – If you tell your broker that you are a “conservative